Meet the Team
We are committed to providing
the highest level of client
service in the industry. Much of
the value we add to our client
programs comes from our
intellectual capital and
dedicated individuals. Every
client has an experienced team
dedicated to exceeding
expectations. This team includes
some of the best talent from the
industry with extensive
expertise in trading,
custody, credit and risk
controls, consulting and
investment banking. Together,
they have built and managed some
of the industry’s most
successful securities lending
programs.
The partnership we develop
with our clients is flexible.
Our goal is to maximize our
combined resources and strengths
to meet specific goals and
objectives. That’s why we also
offer the option of an on-site
service professional to assist
clients in overall program
administration.
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Primary responsibilities:
Product strategy and
execution, including
trading, portfolio
management, relationship
management and business
development
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Former President, Old
Mutual (US) Trust
Company
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Former Senior Vice
President, UAM Global
Securities Lending
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Former Vice President,
Compliance Officer for
UAM Trust Company
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Formerly initiated and
implemented securities
lending program for UAM
Trust Company
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Former Client Service
Manager at State Street
Bank
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Chartered Financial
Analyst
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BA, University of
Vermont
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Chief Operating Officer |
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Primary
responsibilities: Corporate,
operational and financial
strategy and execution
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Former Vice President of
Operations, Fidelity
Investments
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Former Chief Operating
Officer for Cyber Trust
Solutions, Baltimore
Technologies
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Former Director of
Strategic Finance,
Digital Equipment
Corporation
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Former OVMS CFO, Digital
Equipment Corporation
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Member of Financial
Executives International
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PhD, Kennedy Western
University
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BA, The College of the
Holy Cross
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Primary
responsibilities: Investment
strategy and execution
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Former President, UAM
Global Securities
Lending, Inc
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Former Chief Investment
Officer, Dwight Asset
Management Company
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Formerly Fixed Income Sales
and Trading: Goldman
Sachs; Nomura
Securities; Morgan
Stanley; and Lehman
Brothers
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Investment Advisory Board
Member of the American
Legacy Foundation
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Former Board Member of
United States Olympic
Committee; Amateur
Athletic Union; United
States Olympic
Foundation
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MBA, Wharton Graduate
School of Business,
University of
Pennsylvania
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AB, Middlebury College
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Managing Director
General Counsel |  |
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Primary
responsibilities: Corporate,
legal and compliance
oversight and execution
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Former General Counsel, UAM
Global Securities
Lending, Dwight Asset
Management Company
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Former Accountant, IBM
Corporation
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Admitted to the Bar in the
States of New York and
Vermont
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JD, Boston University
School of Law
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BA, University of Vermont
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Managing Director
Product Development
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Primary responsibilities:
Product development strategy
and execution
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Former Vice President,
State Street Global
Securities Lending with
positions in Global
Equity Trading and
Operations and Product
Development
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Former Systems Analyst
Fiscal Office, Federal
National Mortgage
Association
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BBA, Bernard M. Baruch
College
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Managing Director
Finance
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Primary
responsibilities: Financial
strategy and execution
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Former Chief Financial
Officer, Livevault
Corporation
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Former Chief Financial
Officer, Electronic Book
Technologies
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Former Senior Vice
President and Chief
Financial officer,
Electroscan Corporation
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Former Vice President,
Finance and Treasurer,
Palladian Software
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Former Director of Finance
and Administration,
Controller, Howard H.
Sweet & Son, Inc.
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Former Audit Supervisor,
Deloitte & Touche
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BS, Boston College
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Managing Director
Global Head of
Trading
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Primary responsibilities:
Auction and trading strategy
and execution and global
borrower relationship
management
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Former International Equity
Trader, State Street
Global Securities
Lending
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Former Investment
Associate, Global
Structured Products,
State Street Global
Advisors
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MBA, Carroll School of
Management, Boston
College
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BA, University of
Massachusetts
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Managing Director
Client Relationship
Management
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Primary responsibilities:
Global client relationship
management
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Former Vice President of
Client Services, Brown
Brothers Harriman
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Former Vice President and
Business Head of State
Street's Defined
Contributions Services
Group
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Former Head of Emerging
Market Business and
Product Development,
State Street
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Former Relationship
Manager, State Street
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BS, Providence College
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International Finance
studies, Richmond
College, London, UK
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Managing Director
Chief Information
Officer
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Primary responsibilities:
Information technology,
process re-engineering and
client implementations
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Former Vice President of
Systems, Private Account
Services and Securities
Lending, Brown Brothers
Harriman & Co.
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Former Vice President, Head
of Technology, Boston
Global Advisors
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Former Senior Software
Engineer, Stock Exchange
Trading Systems, FEMCON
Associates Inc.
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BS, University of
Massachusetts
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Managing Director
Global Operations
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Primary responsibilities:
Global operations strategy
and execution
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Former Director Global
Investment Banking
Operations, Credit
Suisse (New York &
London)
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Former First Vice President
Global Treasury
Operations, Republic
National Bank of New
York (Tokyo, London &
New York)
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Former Senior Manager
Global Operations, Bank
of Boston (Singapore,
Tokyo & Boston)
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MBA, Suffolk University
(Boston, MA)
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BSBA, Northeastern
University (Boston, MA)
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Managing Director
eSecLending (Europe)
Ltd.
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Primary responsibilities:
European business strategy
and execution
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Former Senior Vice
President, Financial
Planning and Analysis,
eSecLending
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Former Credit & Risk
Manager, eSecLending
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Former Operations and Sales
Manager, NetroCity
Design & Information
Systems
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Former Business Analyst,
Liberty Mutual
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Former Regional Sales
Manager/Assistant
Product Manager,
Vitronics Soltec
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MBA & MSF, Carroll Graduate
School of Management,
Boston College
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